SEC Form 13H Filing Services

Fast, Accurate, and Compliant

Your Partner for SEC Large Trader Compliance

If you’ve crossed the SEC’s Large Trader thresholds, you must file Form 13H to stay compliant. At 13Hfiling.com, we handle the entire process — from initial registration to amendments and annual renewals — ensuring accurate, timely filings so you can focus on trading, not paperwork.

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What Is SEC Form 13H?

The U.S. Securities and Exchange Commission (SEC) requires certain “large traders” to register by filing Form 13H. This filing is mandatory if your aggregate transactions reach

Value-Based Thresholds

$20 million or more in transactions in a single day

$200 million or more in transactions in a calendar month

Share-Based Thresholds

2 million shares or more in a single day

20 million shares or more in a calendar month

Form 13H

provides the SEC with key information to monitor market activity and trading patterns under the Large Trader Rule (Rule 13h-1)

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Our 13H Filing Services

Initial Form 13H Filing
– Register with the SEC when you first cross the reporting threshold. Amendment Filing
– Update the SEC when your information changes. Annual Filing
– Required by February 14 each year to maintain compliance. Ongoing Compliance Monitoring
– We track deadlines so you don’t have to. EDGAR Submission Management
– We prepare and submit your filing directly to the SEC’s EDGAR system.

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Why Choose 13Hfiling.com?

Knowledge

We focus exclusively on SEC Form 13H compliance

Fast Turnaround

Get your filing submitted quickly and accurately

Nationwide Service

We assist clients across all U.S. states

Flat-Fee Pricing

Transparent rates, no hourly surprises

Secure Process

Your sensitive trading data is handled with strict confidentiality

Our Simple Process

Online Onboarding

Your engagement, payment is 100% online

Data Collection

You securely provide required trading and account details

Form Preparation

We prepare your Form 13H and review it for accuracy

SEC Submission

We file your Form 13H through EDGAR and provide confirmation

Ongoing Support

We alert you about annual renewals and any required amendments

FAQ

Who must file SEC Form 13H?

Any person or entity whose transactions exceed the SEC’s large trader thresholds — $20 million in a day or $50 million in a month — must file Form 13H.

How do I submit Form 13H to the SEC?

Form 13H is filed electronically through the SEC’s EDGAR system. We prepare and submit the filing on your behalf.

What is the deadline for annual Form 13H filings?

Annual filings are due by February 14 each year. Amendments must be filed promptly when information changes.

What happens if I fail to file Form 13H?

Non-compliance can lead to SEC investigations, penalties, and possible trading restrictions.

How much does it cost to file Form 13H?

We offer flat-fee pricing for initial, amended, and annual filings, see the pricing section.